If, for the beneficial interest of any person or entity other than yourself, you purchased or acquired Northern Dynasty common stock from December 21, 2017, through November 24, 2020, inclusive, you must, within ten (10) calendar days of receipt of the Notice, either:

  1. Provide the Claims Administrator with a list of the names, last known addresses, and email addresses of the beneficial owners described above; or
  2. Request from the Claims Administrator a copy of the Summary Notice to forward via email, or sufficient copies of the postcard notice, to forward to all such beneficial owners and, within ten (10) calendar days of receipt of those copies, forward the Notice to such beneficial owners.

If you are providing a list of names, addresses, and email addresses to the Claims Administrator:

  1. Compile a list of names, and addresses, and email addresses of all such beneficial owners to the Claims Administrator.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
  3. Then do one of the following:

    1. Upload the spreadsheet here;
    2. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      Northern Dynasty Securities Settlement
      c/o Epiq Class Action & Claims Solutions, Inc.
      P.O. Box 4990
      Portland, OR 97208-4990


    3. Email the spreadsheet to

If you are mailing the Postcard Notice to beneficial owners:

If you elect to mail the Postcard Notice to beneficial owners yourself, additional copies of the Postcard Notice may be requested via email to If you are providing the Postcard Notice to beneficial owners, the mailing must be completed within ten (10) business days of your receipt of the Notice from the Claims Administrator. You must also send a statement to the Claims Administrator at the address above confirming that the mailing was made, and you must retain your mailing records for use in connection with any further notices that may be provided in the Action. Failure to timely forward the Postcard Notice to beneficial owners may affect their legal rights.

If you have any questions, contact the Claims Administrator at or by calling 1-888-270-9130.

Expense Reimbursement:

You are entitled to reimbursement from the Settlement Fund of your reasonable out-of-pocket expenses actually incurred in connection with the foregoing, up to a maximum of $0.05 plus postage at the rate used by the Claims Administrator per Postcard Notice mailed, $0.05 per Summary Notice email, or $0.05 per name and address provided to the Claims Administrator. Those expenses will be paid upon request and submission of appropriate supporting documentation. Please submit a copy of your invoice to the Claims Administrator within one month of completing the mailing or providing the list of names, addresses, and email addresses.

If you are filing electronic claims:

A nominee may submit a Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Claim Form and completed spreadsheet online here.